How to create and deliver a risk-based monitoring / audit plan and supporting governance structures that are relevant to your business

Attending this half day course will help you:

• Understand what Compliance Monitoring and Audit is and where it sits in the control framework

• Develop a risk-based monitoring / audit plan and supporting governance structures that are appropriate to your needs

• Devise and structure a methodology that includes the key phases of a review:

  o   Planning & Scoping

  o   Fieldwork

  o   Challenge, Validation and Reporting

  o Post-Review Engagement, including Action Tracking

• Maintain a suitable approach to ongoing stakeholder engagement and reporting